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Tied Agents within the ECSPR Regime

15.11.2022

Our expert Patrikc Wambold discusses together with the authors Till Otto and Karten Wenzlaff how existing MiFID licenses can be used in parallel to a license under ECSPR, with a focus on tied agents who operate under a so-called liability umbrella (investment firm or credit institution) holding a MiFID license.

"Nordic Journal of Commercial Law (NJCL), Ausgabe 2/2022. S. 137-143" [Nordic Journal of Commercial Law (NJCL), Issue 2/2022, Pages 137-143]

Autoren

Portrait Patrick Wambold

Patrick Wambold
Associated Partner
+49 69 170000 172

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